Podcast Center
Video Center
Webcasts
Resource Center
Events
November 13, 2020 at 05:27 PM
In this episode of Human Capital, we talk with Karen Barr, president and CEO of the Investment Adviser Association in Washington, about the growing ranks of RIAs as well as important rule updates that are due to be released by the Securities and Exchange Commission.
Barr weighs in on the much-anticipated changes to the SEC’s custody rule.
“We understand that there’s now a dedicated team in the Division of Investment Management that’s actively working to update” the custody rule. “We recommended a complete review and rethink of the rule.”
Listen in as Barr also talks about why the SEC’s changes to the advertising rule are “getting close to the finish line.”
— More Human Capital Episodes:
- ‘Secure 2.0′: Why Now? With Ex-PBGC Chief Charles Millard
- Michael Kitces on Fiduciary Fight and Why He’s ‘Extremely Nervous’ About Schwab Deal
- Ron Rhoades Unpacks Reg BI Unknowns
- Ed Slott on Why Retirement Plans Are Sitting Ducks
NOT FOR REPRINT
© 2024 ALM Global, LLC, All Rights Reserved. Request academic re-use from www.copyright.com. All other uses, submit a request to [email protected]. For more information visit Asset & Logo Licensing.
