RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
Nasdaq Partners With Amazon Web to Move More Markets to Cloud
By Katherine DohertyTo start, the firms are working with the Johannesburg Stock Exchange and Mexico’s Grupo BMV.
April 16, 2025
12 Trends Shaping the Future of 401(k)sThe $10 trillion retirement plan market is "at a crossroads," said KWP Growth Partners' Lisa Kottler.
April 15, 2025
FINRA Reevaluates Its Office CategoriesThe regulator is exploring the impact of new technology and hybrid work on how offices should be supervised.
April 04, 2025
FPA Rolls Out Cybersecurity CertificateThe program, which offers CE credit, aims to help financial planners safeguard their practices and clients.
March 21, 2025
Docupace Snaps Up Workflow Management PlatformThe software maker is buying Hubly, which serves the back offices of RIAs and wealth managers.
March 05, 2025
How to Personalize and Scale Full-Spectrum Financial PlanningOn March 13, learn how to deliver tailored client experiences while maintaining the efficiency needed for growth.
March 04, 2025
Citi Copy-Paste Error Almost Sent $6B to Wealth AccountThe error occurred in the same month that the bank accidentally credited $81 trillion to a different client.
February 28, 2025
Citi Erroneously Credited $81 Trillion to Client Account: ReportThe bank made the error, which it fixed, when trying to transfer $280, according to the Financial Times.