DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Rule, Election Weigh on Financial Advisors: Fidelity Survey
By Michael S. FischerBesides political and regulatory developments, advisors surveyed were also increasingly focused on interest rates.
October 27, 2016
Most Advisors Confused on DOL Rule’s Impact: Galvin PollA majority incorrectly believes that, despite their work with retirement accounts, the new fiduciary standard wont impact them.
October 27, 2016
DOL Releases FAQs on Fiduciary RuleFirst round of FAQs answers 34 questions on new exemptions and amendments to existing exemptions.
October 26, 2016
Calling all digital fiduciaries! Here’s your 7-point checklistTo remain within the spirit of the DOL rule, plan fiduciaries should ensure that websites and planning tools are designed to optimize retirement outcomes.
October 25, 2016
A Conversation on Compensation PlansWhat are you doing to prepare for business under the DOL fiduciary rule? Two financial services experts offer their insights to advisors.
October 25, 2016
DOL’s Borzi: First Fiduciary Rule FAQs to Focus on BICEFirst wave of FAQs due out very soon will answer a couple dozen questions on the rules exemptions, including BICE, Phyllis Borzi said.
October 25, 2016
Live from LIMRA: Tackling the DOL ruleSome in the life insurance industry see the DOL fiduciary rule as an opportunity. Here's why.
October 25, 2016
Live from LIMRA: Tackling the DOL ruleSome in the life insurance industry see the DOL fiduciary rule as an opportunity. Here's why.