DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
How Trump, New Labor Chief Could Kill DOL Fiduciary Rule
By Melanie WaddellIf overturning the DOL rule is a high priority for Trump, it will happen one way or another, says Andy Friedman of Washington Update.
November 09, 2016
Trump, GOP could torpedo DOL rule, Dodd-FrankTrump supports the Financial CHOICE Act, which would kill the DOL fiduciary rule and replace Dodd-Frank.
November 09, 2016
Trump, GOP Could Torpedo DOL Rule, Dodd-FrankTrumps victory means DOL fiduciary rule could be halted in early 2017, says financial planning and fiduciary expert Ron Rhoades.
November 07, 2016
Annuity Group to Appeal DOL Rule Court DecisionNAFA will seek an expedited review of Judge Moss decision in the D.C. Circuit Court of Appeals.
November 05, 2016
DOL rule basics: An 8-step compliance guide [infographic]With just 5 months to go before the fiduciary rule kicks in, advisors will need to familiarize themselves with steps of the process needed to be DOL-compliant.
November 05, 2016
DOL rule basics: An 8-step compliance guide [infographic]With just 5 months to go before the fiduciary rule kicks in, advisors will need to familiarize themselves with steps of the process needed to be DOL-compliant.
November 04, 2016
DOL Rule Survives Court Challenge by Annuity GroupWashington judge rejects preliminary injunction by the National Association for Fixed Annuities.
November 04, 2016
Commonwealth CEO: ‘Unlimited Liability’ Led to Dropping Commission ProductsCEO Wayne Bloom lays out the IBDs response to the DOLs fiduciary stew, including maintaining payouts.