California

Get the latest news and insights on California's financial regulations, enforcement actions and litigation.

Vanguard Shared Client Trades With Google and LinkedIn: Lawsuit

May 13, 2025

Vanguard Shared Client Trades With Google and LinkedIn: Lawsuit
California Court OKs $80M Life Insurance Policy Lapse Notice Settlement

May 12, 2025

California Court OKs $80M Life Insurance Policy Lapse Notice Settlement
Ex-Banker Accused of Killing BofA Exec Faces Added Charges

March 10, 2025

Ex-Banker Accused of Killing BofA Exec Faces Added Charges
Two Former UBS Advisors Say Firm Broke Wage Laws

February 26, 2025

Two Former UBS Advisors Say Firm Broke Wage Laws
Former Agent Charged With $900K Long-Term Care Insurance Fraud in California

December 11, 2024

Former Agent Charged With $900K Long-Term Care Insurance Fraud in California
LPL Network Firm Worker Pleads Not Guilty to Double Murder

December 10, 2024

LPL Network Firm Worker Pleads Not Guilty to Double Murder
Vanguard Reaches Proposed Settlement in Target-Date Sell-Off Case

September 25, 2024

Vanguard Reaches Proposed Settlement in Target-Date Sell-Off Case