DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL’s Perez Vows to Fight Fiduciary Rule Lawsuit
By Melanie WaddellThe nine plaintiffs, including SIFMA and FSI, seek to have the rule vacated, thrown out by the court.
June 01, 2016
Clock is ticking on DOL fiduciary complianceAdvisors shouldnt dilly-dally in complying with the Department of Labors new rule, says prominent fiduciary attorney Fred Reish.
May 31, 2016
DOL 101: The fiduciary rule's impact on insurance-only agentsPart 1 of this series of articles about the DOL fiduciary rule's impact focuses on insurance-only producers.
May 31, 2016
DOL 101: The fiduciary rule's impact on insurance-only agentsPart 1 of this series of articles about the DOL fiduciary rule's impact focuses on insurance-only producers.
May 30, 2016
Lessons for Advisors From Indecipherable DOL Fiduciary RuleA free Microsoft tool can make your own letters, blog posts and proposals understandable, unlike the DOL's fiduciary rule.
May 26, 2016
5 Things to Know About Selling Annuities Under the DOL Fiduciary RuleFrom rules on proprietary products to how to determine whether an annuity is in a client's best interest, here are five things advisors should know.
May 25, 2016
The DOL Rule(s): The 2016 Broker-Dealer Presidents PollIBDs' latest regulatory challenge is its biggest business challenge. That's not our editorial judgment it's how the leaders of 58 independent broker-dealers feel.
May 25, 2016
DOL Will Rely on Consumers, Advisors to Help Enforce Fiduciary Rule: BorziAt the launch of an investor awareness campaign, DOL's Phyllis Borzi and Vanguard founder John Bogle talk about the rule's effects and about future regulation.