DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL files to consolidate 3 fiduciary suits
By Melanie WaddellPlaintiffs agreed to consolidation but insist that each case be allowed to "retain their separate identities." Meanwhile, the House gets ready to vote...
June 20, 2016
DOL 101: The fiduciary rule's impact on annuity carriersCarriers have a long haul ahead with DOL rule implementation, regardless of product type offered.
June 20, 2016
DOL 101: The fiduciary rule's impact on annuity carriersCarriers have a long haul ahead with DOL rule implementation, regardless of product type offered.
June 17, 2016
Q1 Annuity Sales Up 7.6% From Year Ago, but Will DOL Kill Growth?While annuity sales remain strong, according to an IRI report, annuity groups are fighting to minimize the DOL fiduicary rule's impact on the industry.
June 16, 2016
Vanguard’s McNabb: DOL Got It Right; Get Used to Shrinking FeesAdvisors need to learn to use technology to help business, McNabb said at Morningstar Conference, envisioning a hybrid future for advisors.
June 12, 2016
DOL fiduciary rule faces fresh annuity industry lawsuitsThe fourth and fifth legal challenges to the rule were filed Thursday by the Indexed Annuity Leadership Council as well as Market Synergy Group in Kansas.
June 12, 2016
DOL fiduciary rule faces fresh annuity industry lawsuitsThe fourth and fifth legal challenges to the rule were filed Thursday by the Indexed Annuity Leadership Council as well as Market Synergy Group in Kansas.
June 10, 2016
How to Comply With DOL’s Best Interest Standard of CareThe DOL fiduciary rules best interest standard of care will impact advisors advice on IRAs on both a macro and micro level.