DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Ric Edelman: DOL Rule Will Kill Off Half of All Advisors, Gouge Wirehouses
By Jane Wollman RusoffOne of the scariest aspects for the financial services industry, Edelman says, is that the new fiduciary rule will allow lawsuits.
June 08, 2016
Obama vetoes anti-DOL fiduciary rule resolutions, lawsuit moves forwardAs expected, President Barack Obama on Wednesday vetoed resolutions to kill the Department of Labors rule amending the definition of fiduciary under ERISA.
June 08, 2016
Obama Vetoes Anti-DOL Fiduciary Rule Resolutions; Date Set for LawsuitNational Association for Fixed Annuities lawsuit against DOL seeks a preliminary injunction to stay the rule.
June 08, 2016
5 things to know about selling annuities under the DOL fiduciary ruleFrom rules on proprietary products to how to determine whether an annuity is in a client's best interest, here are five things advisors should know.
June 08, 2016
5 things to know about selling annuities under the DOL fiduciary ruleFrom rules on proprietary products to how to determine whether an annuity is in a client's best interest, here are five things advisors should know.
June 07, 2016
How Content Management Can Help Advisors Handle DOL Fiduciary RuleEnterprise content management systems reduce the cost of compliance, automating the capture, secure retention and retrieval of content like client documents and social media posts.
June 02, 2016
DOL fiduciary rule targeted in second lawsuitThe Department of Labor was hit with two lawsuits in the same day challenging the fiduciary rule released in April.
June 02, 2016
DOL fiduciary rule targeted in second lawsuitThe Department of Labor was hit with two lawsuits in the same day challenging the fiduciary rule released in April.