DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Tries to Clarify QDIA Regs on Annuities in TDFs
By Nick ThorntonCan target-date funds that feature annuities be used as qualified default investment alternatives in 401(k) plans? The DOL tries to explain.
December 27, 2016
Annuity sales to plunge under DOL fiduciary ruleIRI also says that industry-wide annuity sales in the third quarter of 2016 dropped 12 percent from a year ago.
December 22, 2016
Wells Fargo Outlines DOL, Tech Plans; Departures ContinueThe wirehouse urged its FAs to "have conversations with clients and document" that discussion.
December 21, 2016
Wagner Law Group to Open Washington OfficeERISA attorney Marcia Wagner says the new office will help navigate "some of the most complicated legal and regulatory landscapes."
December 21, 2016
3 significant challenges for annuity advisors in 2017Thanks to the DOL fiduciary rule, annuity advisors can anticipate reduced compensation, fewer products and a more complicated sales process.
December 21, 2016
3 significant challenges for annuity advisors in 2017Thanks to the DOL fiduciary rule, annuity advisors can anticipate reduced compensation, fewer products and a more complicated sales process.
December 20, 2016
Will the DOL Fiduciary Rule Survive?Dr. Craig Lemoine discusses the future of the DOL rule under Trump and the most prudent course of action to take now.
December 15, 2016
Annuity Sales to Plunge Under DOL Fiduciary Rule: CerulliIRI also says that industrywide annuity sales in the third quarter dropped 12% from a year ago.