DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Annuity Sales to Plunge Under DOL Fiduciary Rule: Cerulli
By Melanie WaddellIRI also says that industrywide annuity sales in the third quarter dropped 12% from a year ago.
December 13, 2016
10 ways to prepare for the fiduciary ruleThe risks of committing a prohibited transaction could be significant, and may include litigation, audits from the DOL and Internal Revenue Service, as well as associated penalties and fines.
December 12, 2016
Chamber’s CEO: ‘Already Working’ With Trump to Kill DOL Fiduciary RuleU.S. Chamber of Commerce is urging immediate action to undo the rule, Thomas Donohue says.
December 08, 2016
Trump Pick for DOL Chief Said to Be Andrew PuzderThe fast-food CEO is a sharp critic of Obamas regulations and could roll back efforts to expand corporate liability and raise worker wages.
December 06, 2016
Joel Bruckenstein: DOL Rule Is Coming; Time for a Tech UpdateThe advisor tech guru talks to ThinkAdvisor about what the DOL rule means for advisors, technologically speaking.
December 06, 2016
Compliance expert answers 7 looming fiduciary rule questionsEY's Ben Yahr talks about what to expect with the DOL's April 2017 deadline on the horizon.
December 06, 2016
Compliance expert answers 7 looming fiduciary rule questionsEY's Ben Yahr talks about what to expect with the DOL's April 2017 deadline on the horizon.
December 05, 2016
Fee Compression, Compliance Are Top Concerns for Advisors: SEI SurveyOnly 11% of the advisors surveyed are ready for the implementation of the DOL fiduciary rule in 2017.