SEC Proposes to Amend Open-End Funds' Liquidity Requirements
By Melanie WaddellUnder the plan, funds would discuss in their annual report the operation and effectiveness of their liquidity risk management program.
March 14, 2018
The Critical Question Regulators Need to Answer About CryptocurrencyThe SEC and CFTC need to determine what makes a crypto token a commodity or a security, lawmakers say.
March 14, 2018
Advisors See Clients Benefiting From Tax Reform; Clients Not So SureDespite investor concerns about tax effects, only three in 10 will seek advice.
March 14, 2018
AALTCI Explains Exchanges Into Annuities With LTC BenefitsClients may already have a mechanism in place for paying for LTC protection.
March 14, 2018
Former Equifax Exec Charged With Insider TradingThe SEC accused the former executive of capitalizing on confidential company information to cash in his stock options in advance of Equifax's public announcement of a massive data breach.
March 13, 2018
Tata Sons Is Said to Raise $1.38 Billion in Upsized TCS OfferingTata Consultancy is the company that will soon be administering many Transamerica policies.
March 13, 2018
CNO to Give Up Indianapolis Arena Naming RightsThe company has about 1,200 employees in the Indianapolis area.
March 13, 2018
DOL Wins Fiduciary Challenge in Federal CourtAn appeals court rules that Labor did not 'arbitrarily treat fixed indexed annuities differently from fixed annuities.'