SEC Fiduciary Rule Likely to Address Broker, Advisor Titles: Peirce
By Melanie Waddell'It's been time for decades' for the SEC to write a fiduciary rule, Republican commissioner Hester Peirce said at the IAA compliance conference.
March 15, 2018
House Packages SIFI Transparency Bill for Floor ActionH.R. 4061 would require FSOC to explain why it thinks a nonbank is risky.
March 15, 2018
LPL Affiliate Forms $2.6B Group: Recruiting RoundupPlus, Commonwealth Financial and Raymond James add new advisors in California and Massachusetts, respectively.
March 14, 2018
Senate Backs Bill Relaxing Dodd-Frank RulesCrapo legislation amends Dodd-Frank, gives Wall Street little; focus shifts to House, where Hensarling seeks bigger changes.
March 14, 2018
Singer's Elliott Makes Life Insurance Wager With Prosperity DealThe deal involves the company that acquired Shenandoah Life back in 2011.
March 14, 2018
Matt Eyles to Succeed Marilyn Tavenner As AHIP PresidentTavenner worked for Obama. Eyles has donated to Tim Scott and Pat Toomey.
March 14, 2018
Jackson National's U.K Parent Wants to Keep ItThe U.K. Prudential plans to separate from its U.K. and European life and asset management arm.
March 14, 2018
8 Innovative Advisor Fee StructuresA new report from Simon-Kucher & Partners says innovation is needed in advisors' fee structures and provides examples.