5 Years In, Reg BI Is Still Unclear to BDs
By Melanie WaddellCompliance professionals say Reg BI has been a heavy lift but has helped to derisk the industry.
May 19, 2025
Will Annuity Issuers' RILA Phase Last?Morgan Stanley analysts wonder if a long-term shift from variable annuities to wealth management is in progress.
May 19, 2025
Buffett to Skip Stage at 2026 Annual Meeting: ReportBuffett, 94, prefers to give his successor the spotlight, the Omaha World-Herald reported.
May 19, 2025
SEC to Review Trade Data CollectionThe CAT system has gotten pushback over costs and security risks, SEC chairman Paul Atkins says.
May 19, 2025
Stocks Bounce From Lows as Dip Buyers Wade Back InMark Haefele of UBS views the latest credit action as "a headline risk rather than a fundamental shift for markets."
May 19, 2025
Trump Tax Bill Advances After GOP Deal for Faster Medicaid CutsThe House Budget Committee vote paves the way for passage of the legislation as soon as Thursday.
May 18, 2025
New York Republican Floats Higher Tax Rate to Pay for SALTThe tax bill "has stalled — and it needs wind in its sails," said Rep. Nick LaLota, R-N.Y., on Saturday.
May 18, 2025
Mini 'Sell America' Vibe Revived After Moody’s Downgrades U.S. DebtThe ratings group stripped the U.S. government of its top credit rating late Friday.