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SEC in Talks to Raise AUM Threshold for Advisor Registration
Analysis June 30, 2025 at 05:29 PM
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What You Need To Know
- SEC Chairman Paul Atkins is moving ahead with the plan as the agency tries to manage surging RIA growth with a shrinking staff.
- States may fight the change, compliance consultant Amy Lynch says.
- SEC-registered advisors with $500 million or less in AUM "should keep a watchful eye on the results of the SEC staff’s evaluation," says Chris Stanley.
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