Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
FINRA Working to Modify Firms' SEC Texting Settlements
By Melanie WaddellFINRA will consult with the SEC to modify the "collateral consequences" of agreements made with 77 firms.
3 High-Impact Ways Advisors Can Use AI
April 08, 2025
LPL Taps Former JPMorgan Exec as Chief Data and AI OfficerVaughn Harvey has held tech leadership roles at several major financial services firms.
March 31, 2025
FINRA Bars Ex-LPL Rep Over Texting, Outside Business ActivityDerek Lee Copeland participated in private securities transactions and exchanged over 2,250 business-related communications, FINRA found.
March 14, 2025
Josh Brown Backs AI-Based Prospecting PlatformAs an investor and advisory board member, Brown will dhelp to steer Finny’s product roadmap.
March 05, 2025
Why Does LPL Want $4 Billion?There are three likely possibilities, says Tiburon Strategic Advisors' Chip Roame.
February 26, 2025
New Advisor Survey Finds Rapid Attitude Shift on AIThe vast majority of financial professionals find the emerging technology helpful to their practice, Advisor360° research found.
February 11, 2025
Snappy Kraken Launches Enterprise Marketing Hub, Updates Campaigns AppNew tools can streamline advertising campaign creation while providing improved data analytics and reporting.
February 07, 2025
Wealthcare Adopts RISR Platform to Serve Small-Business Owner ClientsThe tech platform provides insights into valuation, risk assessement, taxes and other aspects of financial planning.