Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
CobraPro Opens Nevada Office
By Staff WriterNU Online News Service, July 22, 3:06 p.m. -- CobraPro, Orange, Calif., a benefits compliance administrator, has hired Ruby Warthan to be the regional ...
July 08, 2002
IRS Proposes Big Split-Dollar ChangesNU Online News Service, July 8, 3:45 p.m. -- WashingtonThe Internal Revenue Services has proposed a new rule that could cause headaches for users ...
July 08, 2002
Computer Associates Proxy Battle ContinuesDALLAS (HedgeWorld.com)--Ranger Governance Ltd, part of the hedge fund manager Ranger Capital Group, filed a preliminary proxy statement with the Securities and Exchange Commission on...
July 07, 2002
The SEC Says It Is Striving For Flexibility In Reviewing Substitution ApplicationsThe SEC Says It Is Striving For Flexibility In Reviewing Substitution ApplicationsByWashington The Securities and Exchange Commission staff is trying to be flexible and to ...
July 07, 2002
Applaud IRS Ruling On HRAs For The New Options It Will CreateApplaud IRS Ruling On HRAs For The New Options It Will CreateHealth care costs are skyrocketing, physicians continue to rebel against health maintenance organizations, Congress ...
July 02, 2002
Hewitt Praises New IRS Health Account RulesNU Online News Service, July 2, 2:15 p.m. -- Hewitt Associates L.L.C., Lincolnshire, Ill., a benefits consulting firm, says the new Internal Revenue Service ...
July 01, 2002
Federal LTC Program Begins Open EnrollmentNU Online News Service, July 1, 11:34 a.m. -- Open enrollment begins today for the new Federal Long Term Care Insurance Program.Organizers are supporting ...