Human Capital: Ed Slott on Why Retirement Plans Are Sitting Ducks
By Melanie Waddell Melanie WaddellIn this episode, Slott warns that 401(k)s and IRAs will be ripe targets for lawmakers looking to raise taxes post-pandemic.
August 07, 2020
Human Capital: Brad Campbell Details Oddities of DOL Fiduciary RuleIn this episode of Human Capital, we talk with Brad Campbell, former assistant secretary of the Labor Department's Employee Benefits Security Administration, who's now a partner at FaegreDrinker in Washington.
July 24, 2020
Human Capital: Hearsay's New Compliance Strategist Talks Social Media ManeuveringIn this episode, we talk with Iain Duke-Richardet about social media compliance and some upcoming FINRA guidance.
July 10, 2020
Human Capital: Drew Bowden Drills Down on 'Lack of Consistency' in RegsIn this episode, the former SEC exam chief now with Jackson National talks about Reg BI and his concerns with the patchwork of state rules.
June 26, 2020
Human Capital: Phyllis Borzi Concerned About Fiduciary Rule, Reg BI AlignmentIn this episode, we talk with the former assistant secretary of the Labor Department's EBSA during the Obama administration.
June 12, 2020
Human Capital: John Reed Stark Identifies Lurking Cybersecurity RisksIn this episode, Stark warns, "There are legions of soldiers waking up every morning with the sole desire to attack U.S. systems."
May 29, 2020
Human Capital: IAA's Neil Simon on Top Issues Percolating at SEC, the HillSimon also talks about IAA's push to restore and expand the deductibility of fees on financial planning advice.
May 15, 2020
Human Capital: Ex-SEC Lawyer Lundy Warns of Sweep of Advisor PPP LoansLundy, based in Chicago, co-leads Faegre Drinker's Reg BI Compliance team as well as internal investigations.