DOL Involved in Wells Fargo Wealth Investigation: Report
By Janet LevauxWhile the bank disclosed the review of retirement-plan issues in a regulatory filing, it did not name the specific agencies involved.
April 26, 2018
IRS Postpones Life Settlement Tax Reporting RequirementThe IRS says it still has to write Section 6050Y rules, and give players time to comply with the rules.
April 26, 2018
Ultra-Wealthy Investors 'Wait and See' in Q1: Tiger 21Trade tariff threats and global politics cause uncertainty among members of the elite investing club.
April 26, 2018
SEC's Peirce: Are Equity Market Structure Rules Outdated?Commissioner Hester Peirce asks if the '75 Amendments continue to be warranted in the 'very different markets that have developed over the intervening 43 years.'
April 26, 2018
Janney's Retirement Evaluator Answers Clients' Most Common QuestionUsing NaviPlan 'engine,' Janney Montgomery Scott's add-ons allow its 800 advisors to provide custom solutions to clients.
April 26, 2018
AALTCI Updates Tales of Long-Term Care Insurance Claims That LastAnyone involved in LTC planning should think about the outliers.
April 26, 2018
AARP, States File for Rehearing of DOL Fiduciary CaseThe retiree group said it intervened to protect retirement investors because the Labor Department most likely wouldn't.
April 26, 2018
RBC Wealth Adds 4 Wells Fargo Advisors: Recruiting RoundupMeanwhile, an LPL affiliate, D.A. Davidson and First Republic pick up reps from Merrill; Kestra Financial, Ameriprise, Triad Advisors and others announce new recruits and hires.