Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
J.P. Morgan Funds Introduces Research Equity Long/Short Fund
By Joyce HansonJ.P. Morgan Funds, the mutual fund arm of JPMorgan Chase & Co., has launched the JP Morgan Research Equity Long/Short Fund, the company announced Friday, September 10.
September 10, 2010
U.S. Global Investors Reports 2010 EarningsU.S. Global Investors (GROW) reported improved revenues, earnings and cash flow over the 2009 levels, according to the San Antonio, Texas-based firm's webcast on Friday, September 10
September 10, 2010
Financial Finesse's Liz Davidson on Trends in Employee Stress, Financial Planning: The Weekend InterviewLiz Davidson, founder and CEO of Financial Finesse, spoke with Investment Advisor on Friday, September 10, to talk about why employees are shifting their financial priorities.
September 10, 2010
Bond Boom Good for PIMCO, but Not for U.S. Economy, El-Erian SaysPIMCO's CEO and Co-CIO Mohamed A. El-Erian says business at the bond shop is "booming," which is not a good sign for the U.S. economy, he told Bloomberg in a radio interview on Friday, September 10.
September 10, 2010
Vanguard Introduces Series of Low-Cost Index Mutual Funds and ETFsAs was expected, Vanguard has filed registration statements with the SEC to introduce a broad range of new index mutual funds and ETFs based on Standard & Poor's domestic stock indexes.
September 09, 2010
The Hartford Names Reiss to Head Mutual Fund SalesThe Hartford Mutual Funds said Thursday, September 9, that it had named Jeff Reiss, who had been national sales manager for its wirehouse unit since 2008, as national sales manager.
September 09, 2010
Former ING Advisor Group Adds to Exec TeamAs Cetera Financial Group adds managers, including recruiters, it may also shed advisors to focus on high-performing FAs.
September 09, 2010
Finance-Sector IPO Pipeline Frozen in Place: Renaissance CapitalSince July 8, when Fortune Bank shelved its $360 million IPO, a total of 11 filings in the finance sector have not gone to market, according to data from Renaissance Capital. Those 11 filings are just a fraction of the total 168 IPOs that have stalled.