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Tom Zaccaro

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January 23, 2023

March CAT Deadline Raises Investor Privacy Alarm: SEC Roundup

Video
December 16, 2022

How Enforcement Will Play Out in 2023: SEC Roundup

Video
October 24, 2022

Is Reg FD Unconstitutional? — SEC Roundup

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October 04, 2022

Will NASAA's REIT Plan Sync With Reg BI? — SEC Roundup

Video
September 14, 2022

XRP Tokens Caught in Crypto Oversight Crosshairs: SEC Roundup

Video
August 31, 2022

Blowing the Whistle on How Insider Tips Are Handled: SEC Roundup

Video
August 16, 2022

Why Balking at SEC Rules Will Not Make You a Target: SEC Roundup

Video
August 04, 2022

Reg BI Will Be Defined Case by Case, Cetera's Chief Legal Officer Says: SEC Roundup

Video
July 21, 2022

Robinhood's Chief Lawyer Balks at Plan to Rein In Trading Apps: SEC Roundup

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