Tom Zaccaro

September 05, 2023

New Private-Funds Rules Hit With Court Action: SEC Roundup

July 14, 2023

Supreme Court to Decide Fund Manager's 10-Year SEC Fight — SEC Roundup

June 28, 2023

42 Dropped Cases, 48 Lifted Bars, One Big 'Disaster': SEC Roundup

June 14, 2023

Battle With Law Firm Over China Hack Comes to a Head: SEC Roundup

May 10, 2023

Climate Impact Rule Likely on the Ropes: SEC Roundup

April 06, 2023

Reg D Changes Are a Bad Idea: SEC Roundup

March 10, 2023

Custody Rule Plan Changes Are 'Mind Boggling': SEC Roundup

February 24, 2023

Is the Sweep of Advisors' Texting Legal? — SEC Roundup

February 10, 2023

Why Regulation Best Execution Makes Payment for Order Flow Difficult: SEC Roundup