Tom Zaccaro

April 16, 2025

SEC Backs Off Dealer Rule, but Legal Uncertainty Remains — SEC Roundup

March 21, 2025

Is the MSRB Unconstitutional? — SEC Roundup

March 04, 2025

Short Seller Challenges SEC on Free Speech: SEC Roundup

January 31, 2025

Father-Son Lifetime Bar Suit Heats Up: SEC Roundup

December 20, 2024

DC Circuit Ruling Deals Blow to FINRA's Disciplinary Authority: SEC Roundup

December 11, 2024

Expect Dramatic Enforcement Changes in 2025: SEC Roundup

November 27, 2024

Court Strikes Down SEC Dealer Rule: SEC Roundup

October 18, 2024

Dropped Accountant Cases May Lead to Federal Court Bars: SEC Roundup

August 09, 2024

Supreme Court Ruling, Criminal Trial Shake Up Insider Trading: SEC Roundup