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Regulation and Compliance > Federal Regulation > SEC

Technical Glitch Causes SEC to Reopen Comment Periods

Melanie Waddell By Melanie Waddell

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A technical error has prompted the Securities and Exchange Commission to reopen the comment period for 11 rule proposals and one request for comment.

The agency said Friday that a technological error affected comments submitted online as early as June 2021. The majority of the affected comments were submitted in August. The glitch resulted in some comment forms not being received by the Commission.

The SEC reopened the comment periods for the affected releases until 14 days following publication of the reopening release in the Federal Register.

Commenters who submitted a public comment to one of the affected comment files through the internet comment form between June 2021 and August 2022 are advised to check the relevant comment file on SEC.gov to determine whether their comment was received and posted, the SEC said. If a comment has not been posted, commenters should resubmit that comment.

Affected releases are:

  • Reporting of Securities Loans, Release No. 34-93613 (Dec. 8, 2021)
  • Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers; Position Reporting of Large Security-Based Swap Positions, Release No. 34-93784 (Feb. 4, 2022)
  • Money Market Fund Reforms, Release No. IC-34441 (Feb. 8, 2022)
  • Share Repurchase Disclosure Modernization, Release Nos. 34-93783, IC-34440 (Feb. 15, 2022)
  • Short Position and Short Activity Reporting by Institutional Investment Managers, Release No. 34-94313 (Mar. 16, 2022); see also Notice of the Text of the Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail for Purposes of Short Sale-Related Data Collection, Release No. 34-94314 (Mar. 16, 2022)
  • Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure, Release Nos. 33-11038, 34-94382, IC-34529 (Mar. 23, 2022)
  • Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews, Release No. IA-5955 (Mar. 24, 2022)
  • The Enhancement and Standardization of Climate-Related Disclosures for Investors Release Nos. 33-11042, 34-94478 (Apr. 11, 2022)
  • Special Purpose Acquisition Companies, Shell Companies, and Projections, Release Nos. 33-11048, 34-94546, IC-34549 (May 13, 2022)
  •  Investment Company Names, Release Nos. 33-11067, 34-94981, IC-34593 (June 17, 2022)
  •  Enhanced Disclosures by Certain Investment Advisers and Investment Companies About Environmental, Social, and Governance Investment Practices, Release Nos. 33-11068, 34-94985, IA-6034, IC-34594 (June 17, 2022)
  • Request for Comment on Certain Information Providers Acting as Investment Advisers, Release Nos. IA-6050, IC-34618 (June 22, 2022)

Melanie Waddell

@Think_MelanieW

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