Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Insurers Applaud SEC Recordkeeping Reg
By Steven BrostoffNU Online News Service, Nov. 1, 10:16 a.m. -- WashingtonInsurance companies and agents are praising the Securities and Exchange Commission for issuing a final ...
October 07, 2001
DOL Allows Loans To Plans Facing Liquidity ProblemsDOL Allows Loans To Plans Facing Liquidity Problems By Steven BrostoffWashington Insurance companies will be able to provide interest-free loans to pension plans facing short-term ...
October 03, 2001
Activated Reservists Can Get Tax ExtensionsNU Online News Service, Oct. 3, 2:58 p.m. -- The Internal Revenue Service says reservists called to active, federal duty and new enlistees in ...
September 30, 2001
The SEC Brings Investment Advisor Info To The WebThe SEC Brings Investment Advisor Info To The WebByA new Web site offered by the Securities and Exchange Commission and state regulators is aimed at ...
September 28, 2001
Principal Adjusts IPO Price RangeNU Online News Service, Sept. 28, 2:50 p.m. -- The Principal Financial Group Inc., Des Moines, Iowa, has reduced the expected price range for ...
September 07, 2001
New York Proposes Life Reserve Valuation RegulationNU Online News Service, Sept. 7, 12:43 p.m. -- The New York State Insurance Department has proposed new rules for valuing life insurance reserves.Proposed ...
September 04, 2001
PlanVista Misses Interest PaymentNU Online News Service, Sept. 4, 3:05 p.m. -- PlanVista Corp., Tampa, Fla., a company that rents preferred provider networks to retail managed care ...
August 31, 2001
Federal LTC Program Receives ProposalsNU Online News Service, Aug. 31, 1:35 p.m. -- The U.S. Office of Personnel Management says it has received "quality proposals" from long-term care ...