Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Hancock Reports Higher Profits, $31.5 Million In Federal LTC Premiums
By Allison BellNU Online News Service, July 31, 2003, 6:18 p.m. EDT -- John Hancock Financial Services Inc., Boston, says its federal long term care insurance ...
July 17, 2003
IRS Proposes Reorganization Of 401(k) Plan RegulationsNU Online News Service, July 17, 2003, 5:38 p.m. EST -- The Internal Revenue Service has released proposed changes to the regulations that govern ...
June 29, 2003
SEC And NASD Officials Reiterate VA Oversight And Compliance WarningsSEC And NASD Officials Reiterate VA Oversight And Compliance WarningsByWashington Insurance companies should do all they can to instill a culture of compliance in their ...
June 22, 2003
An Overview Of The 2003 Proposed RegulationsAn Overview Of The 2003 Proposed RegulationsThe focus of these additional proposed regulations is the methodology related to the calculation of equity split dollar under ...
June 22, 2003
A Look At The IRS's Additional Proposed Split-Dollar RegulationsA Look At The IRSs Additional Proposed Split-Dollar RegulationsBy Mark A. TeitelbaumOn May 8, 2003, the Treasury and Internal Revenue Service issued additional proposed regulations ...
June 12, 2003
GE Financial Unit Develops HIPAA Privacy MaterialsNU Online News Service, June 12, 2003, 4:25 p.m. EDT -- GE Financial Employer Services Group, Enfield, Conn., has set up a team to ...
June 04, 2003
NASD Proposes Annual Chief Compliance Officer CertificationsNU Online News Service, June 4, 2003, 3:18 p.m. EDT -- The National Association of Securities Dealers, New York, says it wants to give ...
May 19, 2003
Bond Fund Yield Quotations Can Yield a Bit of ConfAn excerpt from the May 16, 2003, edition of The W