SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
House Passes Sweeping Financial Reforms
By Kate McBrideHouse lawmakers have passed the most sweeping reforms of financial services since those coming out of the Great Depression.
December 10, 2009
SEC Proposes Two-Year Stay on Rule 151A on Regulating Annuities as SecuritiesCircuit court expected to act on controversial rule soon
December 10, 2009
American Equity Update on 2-Year Rule 151A DelayNick Gerhart of American Equity updates interested parties on the recent developments concerning Rule 151A and where we go from here.
December 09, 2009
SEC Offers To Delay 151A ImplementationThe U.S. Securities and Exchange Commission now plans to provide a full 2-year implementation period for federal regulation of equity-indexed annuities under Rule 151A.
December 09, 2009
SEC Offers To Delay 151A ImplementationThe U.S. Securities and Exchange Commission now plans to provide a full 2-year implementation period for federal regulation of equity-indexed annuities under Rule 151A.
December 07, 2009
Variable Annuity Group Applauds SEC Call for VA Summary ProspectusIRI says Schapiro's plan is "long overdue"
December 01, 2009
SEC 151A: The final countdown?With just over a year until the SEC's controversial 151A ruling is set to go into law, legislators and activists have moved their anti-151A lobbying efforts into high gear.
December 01, 2009
Danger & Opportunity: Staggering Toward ReformAs we enter the final month of 2009, the financial services industry anticipates some type of reform from Washington by year-end, but the consensus is...