DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
FINRA’s Ketchum Praises Final DOL Fiduciary Rule—Sort Of
By Melanie WaddellThe final rule is much better than previous proposal in some areas, Ketchum says at Brookings Institution event.
April 14, 2016
A Nontraded REIT Product for the Post-DOL Fiduciary EraNew regulations make nontraded REITs less appealing. But CapitalFund Realty has a new way to invest in them without upfront fees.
April 14, 2016
Indexed Annuities Run Afoul of DOL Fiduciary RuleOne change in the final DOL rule: Like variable annuities, fixed indexed annuities will need a BICE.
April 12, 2016
The ABCs of the DOL fiduciary ruleThese basic terms will help advisors and other financial services professionals better understand the DOL fiduciary rule.
April 12, 2016
The ABCs of the DOL fiduciary ruleThese basic terms will help advisors and other financial services professionals better understand the DOL fiduciary rule.
April 11, 2016
DOL rule: Expect changes to products, distribution & compensationThe DOL's new fiduciary standards, Fitch Ratings asserts, will lead to increased operational costs for insurers and for advisors endeavoring to comply.
April 11, 2016
DOL rule: Expect changes to products, distribution & compensationThe DOL's new fiduciary standards, Fitch Ratings asserts, will lead to increased operational costs for insurers and for advisors endeavoring to comply.
April 11, 2016
DOL Fiduciary Rule: The Good, the Bad and the UglyU.S. Chamber of Commerce and ERISA lawyer Brad Campbell detail the positive and negative aspects of the final rule.