DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Details Emerge on Trump Order to ‘Review’ Fiduciary Rule
By Melanie WaddellThe order does not ... repeal nor revise nor delay the rule, TD Ameritrade's Schweiss says; DOL is considering its options for a delay.
February 03, 2017
Trump Tells DOL to Halt Fiduciary Rule; Dodd-Frank TargetedPresident Trump signed executive orders to halt implementation of the DOL's fiduciary rule and to scale back regulations in the Dodd-Frank law.
February 02, 2017
Why Advisors Should Act Like Fiduciaries With or Without DOL RuleIt's what their clients expect now, according to a panel of investment consultants at the TD Ameritrade annual LINC conference.
January 31, 2017
Trump to Direct DOL to Delay Fiduciary Rule: SourcesThe order is expected to come this week. Meanwhile, Andrew Puzder's confirmation hearing has been pushed back again.
January 30, 2017
DOL Tries to Clarify QDIA Regs on Annuities in TDFsTDFs that feature annuities may be used as QDIAs in 401(k) plans, according to a Labor Department information letter.
January 27, 2017
Morgan Stanley to Cut Fees, Keep Commissions Despite DOL DoubtsWhile speculation about the fiduciary rule abounds, the wirehouse insists it will decrease conflicts of interest and redundant offerings.
January 26, 2017
DOL Fiduciary Rule Inspires New Alphabet Soup of Fund SharesJanus has filed with the SEC to launch P and Z shares.
January 26, 2017
Coming soon: President Trump's fiduciary rule executive orderThe Presidents executive order to delay implementation of the Department of Labors fiduciary rule will likely happen within days.