Senate Backs Bill Relaxing Dodd-Frank Rules
By Elizabeth DexheimerCrapo legislation amends Dodd-Frank, gives Wall Street little; focus shifts to House, where Hensarling seeks bigger changes.
March 14, 2018
Jackson National's U.K Parent Wants to Keep ItThe U.K. Prudential plans to separate from its U.K. and European life and asset management arm.
March 14, 2018
8 Innovative Advisor Fee StructuresA new report from Simon-Kucher & Partners says innovation is needed in advisors' fee structures and provides examples.
March 14, 2018
SEC Proposes to Amend Open-End Funds' Liquidity RequirementsUnder the plan, funds would discuss in their annual report the operation and effectiveness of their liquidity risk management program.
March 14, 2018
Gary Cohn's Reported Replacement Missed Signs of The Great RecessionBut Larry Kudlow's list of best and worst calls also includes gains in the stock market if Donald Trump was elected president.
March 14, 2018
Advisors Find Increased Revenue, Happiness in Independence: SchwabA Schwab study examines the motivations of advisors who have recently made the transition to the independent model.
March 14, 2018
The Critical Question Regulators Need to Answer About CryptocurrencyThe SEC and CFTC need to determine what makes a crypto token a commodity or a security, lawmakers say.
March 14, 2018
Advisors See Clients Benefiting From Tax Reform; Clients Not So SureDespite investor concerns about tax effects, only three in 10 will seek advice.