Wall Street-Linked Insurers Face Scrutiny Over Client Complaints
By Katherine ChiglinskyWall Street is learning that buying buy closed blocks is easier than communicating with the policy and annuity owners.
March 26, 2018
Senate Passes Social Security Beneficiaries ActBill requires Social Security Administration to make annual grants to each state's protection and advocacy system to allow for reviews of representative payees under SSI, OASDI programs.
March 26, 2018
FinMason Taps New Exec for Growth PlansThe fintech analytics firm says it brought on David Remstein as president and COO to help it double its investment analytics offerings.
March 26, 2018
SEC Has Some Catching Up to Do on ETFs, IM Chief SaysThe Big questions, according to SEC's Dalia Blass: Should ETF index providers register as investment advisors? And what does 'ETF' really mean these days?
March 26, 2018
Advisors Have a Big Fee Disclosure Problem: CFA InstituteFee disclosure is key to client trust, but less than half of clients are satisfied with that aspect of the advisor relationship, CFA Institute finds.
March 26, 2018
Prudential Sues Philadelphia Bank Over Name TrademarkA small bank has gotten into a big fight over intellectual property
March 26, 2018
NAFA Drops Appeal Against DOL Fiduciary RuleThe recent 5th Circuit decision vacating the rule renders NAFA's case moot, the group says.
March 26, 2018
How Can Active Investors Survive in a Passive World? Get SmallInstitutional investors are increasing their allocations to focused strategies, aka concentrated funds.