SEC Names New Investment Management Director
By Melanie WaddellBrian Daly, a partner at Akin Gump Strauss Hauer & Feld, will replace Natasha Greiner, who departs July 4.
June 12, 2025
Variable Annuities Could Soon Be Hot Again: GoldmanProduct designers also like RILAs, but they're cool toward crypto annuities.
June 12, 2025
BlackRock Has Built an AI Analyst, ‘Asimov,’ to Scan Filings“This is a virtual investment analyst,” said COO Rob Goldstein.
June 12, 2025
New York Tax Preparer Charged in $50M Fraud SchemeMiles Burton Marshall, arrested Monday, allegedly stole from nearly 1,000 investors in a decades-long scam.
June 12, 2025
Ex-Schwab Financial Consultant Claims Age DiscriminationThe investment consultant also alleges he was forced to resign and given a negative mark on his Form U5.
June 12, 2025
81% of Wealth Inheritors Say They'll Fire Their Parents' AdvisorThe next generation of wealthy individuals is pressuring wealth managers to revamp their services, Capgemini finds.
June 12, 2025
Cetera Adds 'RIA and Branches' ChannelJen Hanau, a veteran of Mariner, Fidelity and Schwab, has been brought on board to lead the unit.
June 12, 2025
Treasury Weighs Rules That May End Colleges’ Tax Status Over Race PoliciesPrivate, nonprofit schools would no longer be tax exempt if they favor any racial groups in financial aid.