Current Issue



Taxing, Changing Times for Advisors

Janet Levaux | February 27, 2018

An esteemed group of experts discusses how recent tax reforms could prompt more individuals to move from high-tax states to low-tax states (as I just did).

There's a New ETF Game in Town

Phil Bak | February 27, 2018

The exchange-traded-fund industry is being shaped by a new paradigm — not active vs. passive.

RIA Deal-Making Keeps Its ‘Momentum’

Emily Zulz | February 27, 2018

The pace of transactions, though, is being affected by regulatory, legal, tax and other issues, according to multiple industry reports.

What's Driving the Growth of Sustainable Assets?

Michael Fischer Bernice Napach | February 27, 2018

The entry of big traditional investment managers should accelerate fund flows, a report says, as groups like Putnam move to launch more ESG-focused products.


How to Win the Man vs. Machine Advice Game

Janet Levaux | February 27, 2018

As the pace of technology disrupts financial services, experts speaking at industry conferences share ways advisors and clients can adapt in both the short and long term.


Why It's Time to Prep for SEC Exams

Melanie Waddell | February 27, 2018

Cryptocurrencies made this year’s priorities list for the first time, while proper disclosure and calculation of fees to face heightened scrutiny.


Latest Ups and Downs of U.S. Retirement Preparedness

Bernice Napach & Michael J. Fischer | February 27, 2018

Half of savers are at risk of not meeting essential expenses in a downturn, Fidelity research finds; plus, TD Ameritrade rolls out tool to analyze retirement plan fees.

IBD Execs Open Up About Industry Shifts

Janet Levaux | February 27, 2018

Firms must help advisors embrace technology and holistic planning or risk being ‘merged out of the business,’ one executive says; plus, updates on wirehouse issues.

ThinkAdvisor Daily Wire

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