Current Issue


How to Understand ESG Ratings

Bernice Napach | August 28, 2018

A lack of common standards for ESG reporting makes it difficult for advisors to judge companies. Here’s a brief primer from Celent.

Tech Integration Takes Main Stage

Timothy Welsh | August 28, 2018

Aiming to relieve the key “pain points” for advisors, TD Ameritrade’s Veo Open Access has become a needed balm.


It’s All About the Benjamins

Thomas D. Giachetti | August 28, 2018

A more aggressive stance by SEC examiners means advisors need to be prepared and able to respond to the questions below.

How Do You Shop for New Technology?

Dan Skiles | August 28, 2018

Industry conferences are a great place to scope out technology demos as well as get updates on your current system.


When Owners Are Also Employees

Mark Tibergien | August 28, 2018

Effective financial management requires an honest accounting of all who work in the firm.

Do Titles Matter? Advisors Weigh In

Melanie Waddell | August 28, 2018

Industry officials and advisors discuss the SEC’s plans to restrict brokers’ use of "adviser" and "advisor."

Editors Note


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