Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
Barclays Wealth Adds Manager in Texas
By Janet LevauxBarclays Wealth said Wednesday that it hired Stephen Head as managing director and regional manager for its operations in Dallas and Houston, as well as for regional business.
September 14, 2010
Climate Change Is Real, Says Deutsche BankDeutsche Bank on Monday released a white paper titled "Climate Change: Addressing the Major Skeptic Arguments," citing "a determined assault" by climate science skeptics.
September 14, 2010
August Fund Flows Up to Nearly $17 Billion, Morningstar ReportsMorningstar on Tuesday said flows into long-term mutual funds increased by more than 11% in August to $16.8 billion, with fixed-income funds receiving the majority of these assets.
September 14, 2010
CCH Tax Briefing: Anticipating Tax Code's New Look After Dec. 31In anticipation of a changed tax landscape after December 31, 2010, CCH released a Special Tax Briefing on Monday alerting tax practitioners and their clients what to expect in the Tax Code after year-end.
September 14, 2010
Global X Hits $500 Million AUM; BlackRock Ranks It Fastest-Growing ETF FirmWith 14 exchange traded funds (ETFs) brought to market in the last 20 months, Global X Funds reached the $500 million threshold in AUM. BlackRock says Global X Funds is the fastest-growing ETF provider in the U.S., up 318% year to date.
September 14, 2010
Four Things Reps Often Overlook When Changing BDsWhen advisors consider transferring to a new broker-dealer, they are often so focused on remedying a contentious or otherwise difficult situation that they can be nearsighted to a host of important factors that will affect their overall happiness at a new firm. The universe of broker-dealers is large and diverse....
September 13, 2010
Barclays Wealth Adds Leader to Chicago TeamChris Williams comes from Credit Suisse Private Bank and will run its Chicago operations.
September 13, 2010
Barclays Wealth Adds Credit Suisse Manager to Chicago TeamBarclays Wealth said Monday, September 13, it hired Chris Williams as a managing director and regional manager of its Chicago office.