Broker Dealers
Read about the industry's top broker-dealers, including news, analysis, commentaries and more.
10 Most Expensive Cities: UBS Report
By Kate McBrideOslo, Zurich and Geneva top the list of the 'most expensive cities,' the updated UBS report says.
September 20, 2010
Barclays Wealth Hires UBS Banking ChiefDavid Lewis reports to Paul Morton, managing director and head of capital markets, operating platforms and business development.
September 17, 2010
Stocks Hold Steady as Consumer Confidence Drops, CPI Stays FlatConsumer confidence fell in September even though consumer prices remained mostly flat in August, and that mixed data released Friday left stocks range-bound in typically lackluster trading.
September 16, 2010
Putnam to Manage Nevada's 529 Advisor-Sold PlanMaking a bigger foray into the 529 college savings plan market, Putnam Investments was selected as the program manager for Nevada's 529 College Savings Plan, which is sold nationwide through financial advisors.
September 16, 2010
More Financial Reforms, More Time Pressure on AdvisorsA poll by SEI Advisor Network released Thursday finds that many advisors believe recently enacted and proposed reforms will demand as up to 10 hours of their time each month.
September 15, 2010
Time for a Transition (XIII): Redefine Your ValueA look at how some advisors have thrived recently, despite a spate of financial scandals and ongoing economic turmoil.
September 15, 2010
TD Ameritrade Launches New Unified Managed Account PlatformRIAs will have more portfolio management flexibility and investment choice
September 15, 2010
Japan Intervenes in Currency Market, Buying Dollars, Selling Yen$12 billion foreign exchange comes as Japan acts to protect exports