Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Carson Group Partners With FIG on Insurance Solutions
By Jeff BermanJamie Hopkins talked to ThinkAdvisor about the deal with Financial Independence Group.
June 14, 2021
Dentist Turned Advisor Fined Over Fraudulent OfferingsThe advisor has agreed to pay $600,000 to settle allegations he engaged in three separate securities frauds, the SEC says.
June 11, 2021
Is Cold Calling Dead?"Dead and buried," recruiter Danny Sarch says. Others give cold calling a place beside more modern tactics.
June 11, 2021
Black and Hispanic Americans Face Extra Retirement Planning ChallengesSome of the challenges transcend having lower average incomes than white Americans, EBRI finds.
June 10, 2021
This $59 Trillion Market Is Underserved by Advisors: StudyThese investors have relatively simple needs and are often shunted into standardized products, according to Boston Consulting group.
June 10, 2021
The Worst Career Advice You've Ever Gotten: Advisors' AdviceNot all career advice is worth following, as several advisors told us.
June 09, 2021
SEC Chief Calls for Review of Stock Trading RulesGensler has asked staff for recommendations on best execution, Regulation NMS, payment for order flow and NBBO.
June 09, 2021
Broadridge Buys Marketing Platform AdvisorStreamInitial opinions of fintech experts on the acquisition were decidedly mixed.