The Momentum Behind the RIA Model

Overview

Date:  Wednesday, Sept. 30, 2020

Time: 2 pm ET | 11 am PT

Costs: Complementary

Sponsored by:

 

The Registered Investment Advisor (RIA) model continues to thrive forward – and now is the perfect time to join the momentum.

Why now? This upcoming webcast highlights five major trends that are propelling RIA firms forward. The webcast features successful RIA advisors who share how these major trends have helped them shape and grow their firms to benefit their clients and themselves.

If you’re ready to carve your own path in the independent RIA model, register now for this webcast.

Schwab Advisor Services™ representatives are always available to answer your questions about the opportunity within the independent RIA model. All conversations are completely confidential.

 

Speakers:

Becky Becky Krieger, CFP®, CPA

Managing Director, Client and Community Outreach & Shareholder

Accredited Investors Wealth Management®

Becky, a 15-year veteran of Accredited Investors Wealth Management®, is responsible for growth and marketing initiatives and is also a key player in overseeing the firm’s client-family relationships. Becky is particularly energized by leading women through money discussions and guiding generations on how to grow, spend and share wealth.

Accredited Investors Wealth Management created the widely acclaimed Wealth Management Index, which guides deep conversations about money and values, leading to proactive execution and implementation.  Accredited Investors Wealth Management® empower clients to spend their lives wisely.

 

Jonathan_Straub Jonathan Straub

Founder and Principal

AdvicePeriod

Jonathan Straub is a Founder and Principal of AdvicePeriod. With broad-based leadership experience across wealth advisory, FinTech, and corporate strategy, Jon’s primary focus is on building AdvicePeriod’s team of employees, partners, and systems into the integrated professional services firm of the future. Jon also serves as an Advisory Board Member to Charles Schwab & Co. (NYSE: SCHW), Betterment, Inc., and Baltic Tiger Entertainment (BTE).

Prior to launching AdvicePeriod, Jon spent the previous decade at Convergent Wealth Advisors, building it into one of the nation’s first $10 billion RIA firms and leading its post-acquisition integration strategy with City National Bank (NYSE:CNB). During his tenure, Jon managed the firm’s national wealth advisory practice and oversaw product development and operations of Convergent’s alternative investment fund complex.

Before joining Convergent, Jon was a Principal with DeltaTech Partners, a Washington, DC-based venture firm where he focused on technology transfer and patent commercialization in the defense and energy sectors. Prior to DeltaTech, Jon began his career in the legal department of FleetBoston Financial.

Jon is a graduate of Boston College Carroll School of Management, graduating cum laude with a Bachelor of Science degree in Finance; and he earned his Juris Doctor degree with honors from Suffolk University Law School. At Suffolk he was an editor of the Transnational Law Review. Jon has published a variety of articles in legal and investment journals. He also holds the Financial Industry Regulatory Authority (FINRA) Series 65 license and the Chartered Alternative Investment Analyst (CAIA) designation and is a member of the Massachusetts Bar Association.

 

reedy_christopher Chris Reedy

Managing Director, Business Development

Schwab Advisor Services

Chris leads the business development team, covering the Western half of the country, who work with advisors interested in the independent Registered Investment Advisor (RIA) model. Before joining Schwab Advisor Services, Chris was a Financial Advisor and Branch Manager at Morgan Stanley. He holds a BA from Southern Illinois University and holds the Series 7, 9, 10, 63 and 65 registrations.