California
Get the latest news and insights on California's financial regulations, enforcement actions and litigation.
California Annuity Sales Rule Bill Faces Consumer Group Opposition
By Allison BellThe consumer groups want to require agents to disclose cash compensation.
June 02, 2023
Morgan Stanley Retaliated Against Whistleblower, Suit ClaimsThe employee asserts she was terminated after reporting colleagues using co-workers' passwords to make customer trades.
June 01, 2023
California Doctor Questions Guardian's 'Total Disability' DefinitionThe doctor represents a class consisting of all Guardian disability insureds in California affected by a "no work" policy provision.
May 18, 2023
Next Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill ExecA preliminary hearing for Anthony Duwayne Turner, charged with killing Michelle Avan, was postponed until May 29.
May 04, 2023
Get Ahead of the California AB 567 Long-Term Care CurveA public state LTC program could help clients, or trap them.
May 01, 2023
Senate Notarization Bill Could Simplify Digital BusinessA California notary group worries it could increase the risk of identity theft.
April 04, 2023
Next Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill ExecAnthony Duwayne Turner's next court appearance for the killing of Michelle Avan in 2021 will take place on May 8.
March 23, 2023
CalPERS Agrees to $820M Long-Term Care Insurance Rate Suit SettlementPolicyholders have been fighting CalPERS in court since 2013.