SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
ICI Shares Fund-Industry Wish List
By Janet LevauxThe head of the fund-industry's advocacy group has outlined the regulatory reforms that most need Washington's attention. Here's the list, compiled by Paul Schott Stevens...
February 12, 2009
SEC requires new reporting languageThe Securities and Exchange Commission is requiring 500 companies, both in the United States and elsewhere, to file financial statements in a new interactive format...
February 10, 2009
SEC To Require XBRL ReportsThe U.S. Securities and Exchange Commission has gone ahead with plans to make public companies submit financial data in a standard interactive data format.
February 10, 2009
SEC To Require XBRL ReportsThe U.S. Securities and Exchange Commission has gone ahead with plans to make public companies submit financial data in a standard interactive data format.
February 09, 2009
SEC Charges Investment Manager In Alleged FraudA regulator alleges investment fraud in Illinois.
February 09, 2009
SEC Charges Investment Manager In Alleged FraudA regulator alleges investment fraud in Illinois.
February 09, 2009
SEC Chairman eases violation policy, boosts enforcementSEC Chairman Mary Schapiro said Friday she will do away with a two-year "penalty pilot" policy requiring Enforcement staff to get commission approval before negotiating...
February 06, 2009
Wachovia Settles SEC's ARS ChargesThe SEC announced a settlement with Wachovia Securities LLC that will provide more than $7 billion in liquidity to customers who invested in ARS before the market collapsed.