DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Obama to meet with financial regulators ahead of fiduciary rule
By Justin Sink, Angela Greiling KeaneThe Obama administration is readying a fiduciary rule that will require brokers to put their clients best interests first.
March 01, 2016
Lobbyists Gear Up for DOL Fiduciary Rule ReleaseWith the expected release soon of the DOL's rule to change the definition of fiduciary on retirement advice, lobbying groups are positing that legal and legislative remedies may be needed.
March 01, 2016
DOL fiduciary rule will force brokers out, ex-SEC IM Director saysNorm Champ also says the downsides of third-party advisor exams "far outweigh the upside."
March 01, 2016
DOL fiduciary rule will force brokers out, ex-SEC IM Director saysNorm Champ also says the downsides of third-party advisor exams "far outweigh the upside."
February 29, 2016
Does DOL fiduciary rule comply with Obama executive order?As the DOL's proposed fiduciary rule enters the final stages of review, the ICI is calling for a meeting regarding the DOL's regulatory impact.
February 29, 2016
Does DOL fiduciary rule comply with Obama executive order?As the DOL's proposed fiduciary rule enters the final stages of review, the ICI is calling for a meeting regarding the DOL's regulatory impact.
February 25, 2016
No, DOL Fiduciary Rule Not Driving Advisors Away From Firms: Brian HamburgerThe market for breakaway advisors has never been more ripe, but thats not due to the DOL fiduciary proposal, says MarketCounsel's Brian Hamburger.
February 25, 2016
DOL Fiduciary Rule Will Force Brokers Out, Ex-SEC IM Director SaysImposing a DOL ERISA fiduciary duty on brokers will drive advice out of that space, former SEC investment management chief Norm Champ said.