DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Under DOL rule, fee-only RIA plan advisors in driver’s seat
By Nick ThorntonAs proposed, the DOL fiduciary rule does not outlaw revenue sharing, but it's likely to make the practices more difficult to execute, this industry expert says.
April 05, 2016
Impact of DOL fiduciary rule: small investors will lose accessNearly half of advisors say the DOL fiduciary rule will discourage them from handling small rollover business.
April 05, 2016
Impact of DOL fiduciary rule: small investors will lose accessNearly half of advisors say the DOL fiduciary rule will discourage them from handling small rollover business.
April 05, 2016
DOL Fiduciary Compliance: Amy Webber on the Cambridge ApproachThe Cambridge Investment Research president explains how the IBD is prepping for the rule and how its nurturing the next generation of advisors.
April 04, 2016
OMB Finishes DOL Fiduciary Rule ReviewThe formal release of the rule is expected Wednesday at the Center for American Progress.
April 01, 2016
DOL fiduciary rule said ready for release April 6The Department of Labor will release its finalized fiduciary rule on Wednesday, April 6, according to reporting in the Wall Street Journal.
April 01, 2016
DOL Fiduciary Rule Likely Coming WednesdayLawyer Steve Saxon hopes DOL will talk to the industry soon so that folks can get guidance on some critical questions.
March 31, 2016
Sen. Warren Calls for SEC Inquiry on Firms' DOL Fiduciary Double TalkFinancial companies may have violated securities laws with contradictory statements to lawmakers and investors, Sen. Elizabeth Warren says.