DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Invesco Trust to Pay DOL $10M for ERISA Violations Tied to Collective Fund
By Melanie WaddellCompany failed to disclose losses to investors when its Invesco Short-Term Investment Funds NAV dropped below $1.
April 28, 2016
Ameriprise weighs adding advisers as DOL rule squeezes rivalsAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 28, 2016
Ameriprise weighs adding advisers as DOL rule squeezes rivalsAIG and MetLife have been exiting advisory operations ahead of the DOL fiduciary rule's phase-in, which will increase compliance costs and the risk of litigation.
April 27, 2016
Industry ‘Stuck’ With DOL Fiduciary Rule, but Fight Will Continue: LawmakersIts not an overcharacterization to say that this [DOL fiduciary rule] is Obamacare, essentially, on the retirement system, Rep. Peter Roskam said.
April 26, 2016
Cetera Launches DOL Fiduciary Rule Survival Kit for AdvisorsA new platform from Cetera Financial Group will help advisors rapidly develop action plans to incorporate the DOLs updated fiduciary standard.
April 25, 2016
Are You Conflict-Free?The most appealing position statements in financial services businesses profess a freedom from conflicts of interest.
April 25, 2016
How Wirehouses, Experts View DOL RuleReactions to the release of the fiduciary regulation.
April 25, 2016
Finally, Resolution to DOL's Fiduciary Rule RevolutionThe DOL's long-awaited final fiduciary rule ensures that putting clients first is no longer a marketing slogan, it's the law, Labor Secretary Thomas Perez told reporters in April.