DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
7 secrets DOL may squeeze out of health plan sponsors
By Allison BellThe proposed Schedule J could show outsiders how an employer is doing.
July 24, 2016
U.S. Chamber: DOL overstepped its authority with fiduciary ruleAn investor attorneys' group has challenged NAFA's lawsuit claim that the DOL lacks the authority to regulate IRAs.
July 22, 2016
Heightened mortality, DOL rule take toll on life/annuity salesIt is not yet clear if recent heightened mortality is a long-term trend or a short-term anomaly.
July 20, 2016
DOL Overstepped Its Authority With Fiduciary Rule, US Chamber Tells JudgeIn motion for summary judgment, the U.S. Chamber of Commerce says DOL has no authority to regulate IRAs; an investor attorneys' group begs to differ.
July 19, 2016
Don’t Waste the ‘Summer of DOL’ as Fiduciary Compliance Clock TicksFrom analyzing your client base to tech updates, there's a lot to get done before April, John Gebaur of NRS says.
July 18, 2016
DOL Fiduciary Guidance Coming SoonAt an IMCA conference, DOL's Timothy Hauser answered some advisors' questions about the rule and said more guidance was coming "fairly shortly."
July 12, 2016
Morningstar, ARA Deliver Fiduciary Education ProgramThe program "sets a new standard for fiduciary practices that goes beyond the mere letter of the law," says ARA head Brian Graff.
July 12, 2016
DOL 101: The fiduciary rule’s impact on IMOsAn attorney-turned-financial consultant addresses a pressing but often overlooked question raised by the DOL rule: What does it mean for IMOs?