DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Financial Choice Act Debate Zeros In on DOL Fiduciary Rule Repeal
By Melanie WaddellMeanwhile, the nine groups fighting fiduciary rule in Texas court filed an opening brief with the appeals court.
April 20, 2017
DOL Fiduciary Rule Hurts Now, Annuity Community SaysBlake Woodard, a life agent, writes in to remind the DOL that Bernie Madoff was a fiduciary.
April 14, 2017
AmeriLife Faces DOL Rule With Two-Track StrategyThe annuity distributor has set up an RIA, and it has also applied for financial institution status.
April 13, 2017
Morningstar Pushes Change in DOL Fiduciary Rule EnforcementThe fund rating agency suggests a third-party audit of firms big data to check if individual portfolios are providing a best interest standard of advice.
April 13, 2017
What to Do When the DOL Comes KnockingThe auditors could come after health plans, retirement plans, or all plans.
April 12, 2017
JPMorgan Delays Moving Wealth Clients Amid DOL LimboWith uncertainty surrounding the DOL fiduciary rule, the bank says that its customers can keep using financial advisors.
April 10, 2017
Insurance Regulators May Update Annuity Sales Model Amid DOL Fiduciary Rule UncertaintyA New York state official says the NAIC should fill in any DOL fiduciary rule holes.
April 03, 2017
DOL Delay Leads to Some Regrouping at BDsMerrill Lynch recently told its Thundering Herd that it plans to explore options for at least some clients who might benefit from commissions in retirement accounts.