Advisors
News updates, trends and analysis on financial advisors, investment advisors (RIAs), and financial planners (CFPs).
Finke, Toland to Launch Retirement Income Visualization Platform
By John ManganaroThe new tool will initially be available to advisors on a subscription basis, and enterprise integrations are also expected.
February 23, 2024
Estate Planning Is 'The Next Frontier' for Advisors: Steve Lockshin"This is true for anybody who has any wealth at all," the Vanilla founder tells ThinkAdvisor.
February 22, 2024
8 Facts About 401(k) Assets and BankruptcyFederal law offers broad protection from creditors, but there are scenarios where funds are at risk.
February 21, 2024
Retirement Experts: Don't Let Clickbait Headlines Sink the 401(k)To argue that the U.S. should simply do away with workplace retirement plans is absurd and irresponsible, experts say.
February 21, 2024
New Ownership Reporting Rules Probably Apply to Your Small-Business ClientsOwners of existing businesses, including LLCs, must disclose ownership to FinCEN by Jan. 1.
February 21, 2024
NAPA Debuts Workplace Retirement Income Certificate ProgramThe coursework, in five modules, was created to reflect the evolving world of retirement advisement in 401(k) plans.
February 21, 2024
Advisors Face Enhanced Reporting of Say-on-Pay VotesCertain investment managers are subject to filing an annual form disclosing proxy votes related to executive compensation.
February 21, 2024
LPL Sees Recruiting Benefits From Souped-Up HNW ServicesMany advisors on the move today want the ability to serve wealthy clients more holistically, Jen Hollers says.