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FINRA Orders Firm Expelled After Chief Justice Denies Emergency Claim
News March 27, 2025 at 01:29 PM
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What You Need To Know
- Alpine Securities continues to challenge FINRA's constitutionality in federal courts.
- FINRA finds the firm violated its rules, partly via an "unreasonable" $5,000 monthly account fee.
- A lawyer for Alpine says the decision offers a skewed version of facts.
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