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10 More FAQs About Moving to the RIA Model

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The financial services industry continues to rapidly evolve. Consolidation, regulatory changes and new fintech solutions are a few examples of the dynamic nature of the marketplace.

In this sea of change, a variable that remains constant is the continually increasing interest and migration of advisors to the RIA model.

Advisors seek the model for better economics, increased control and flexibility, as well as the full independence they desire to have with their practice.

Understanding how the model works is the first step in determining if it might be an appealing option for you to be considering as well.

The slideshow above is a follow up to 10 FAQs About Moving to the RIA Model.


Brad Wales is the founder of Transition To RIA, a consulting firm focused on helping established advisors understand why and how to transition their practice to RIA model. He has 20 years of industry experience in direct RIA-related roles in compliance, finance and business development. He can be reached at [email protected]