As historic financial services reforms are signed into law on July 21, WealthManagerWeb.com has extensive coverage. Get the thought-leading coverage, right here.
Senate Passes Landmark Financial Services Reform Bill
July 16, 2010 – By MELANIE WADDELL
The Senate passed Thursday, July 15, the massive 2,300-page financial services reform bill; the bill now goes to President Obama for his signature, which is expected in the coming days. …
Impact of Financial Reform Bill on Advisors, Broker/Dealers and Banks
July 15, 2010 – By JANET P. LEVAUX
While it isn’t an updated version of Glass-Steagall, the financial services reform legislation the Senate passed, 60-39, on July 15, is poised to have a variety of impacts on the large banks employing wirehouse advisors, as well as on broker/dealers….
In Financial Reform Bill, Marketplace Winners and Losers
July 15, 2010 – By JOYCE HANSON
Early market reaction to the financial services reform bill, which the Senate passed, 60-39, on Thursday, July 15….
Financial Reform Over the Decades: A Timeline
July 15, 2010 – By KENNETH SILBER
The financial services reform legislation, which the Senate passed, 60-39, on Thursday, July 15, is the latest in a century-spanning series of efforts to revamp financial and securities activities through regulation. …
Passage of Reform Bill Brings Quick Response
July 16, 2010 – By MELANIE WADDELL
Financial Planning Coalition awaits SEC study on fiduciary standard for brokers and GAO study on regulation of financial planners….
SEC Plan for Bifurcated Form ADV Part 2 Is Balked at by State Regulators
July 14, 2010 – By MELANIE WADDELL
The North American Securities Administrators Association (NASAA) is objecting to the Securities and Exchange Commission’s (SEC) upcoming staff recommendation to adopt a version of Form ADV Part 2. …