This article is based on the results of the 2007 Rydex AdvisorBenchmarking survey, completed by 912 RIAs between March and June 2007. Since 1999, Rydex AdvisorBenchmarking has been conducting research focused on the RIA marketplace, providing advisors with free data and trend analysis to help them compare their practices to the most successful within the industry.
The number of new policies sold fell a little.
The fund expects to value its Bitcoin futures holdings at daily settlement prices reflected on a CFTC-registered futures exchange, said SEC's Blass.
The broker incurred unnecessary fees by buying the funds in brokerage accounts and transferring them, FINRA said.
Sponsored by Orion Advisor Technology
Financial planning services help advisors differentiate themselves, improve client relationships, drive better outcomes, and more. So why don’t more advisors offer financial planning?
Sponsored by Smarsh
Learn how you can use text messaging to communicate while minimizing your firm’s compliance, legal, and reputational risk.
Don’t miss crucial news and insights you need to make informed investment advisory decisions. Join ThinkAdvisor.com now!
- Free unlimited access to ThinkAdvisor.com which provides advisors, like you, with comprehensive coverage of the products, services and trends necessary to guide your clients in making critical wealth, health and life decisions.
- Exclusive discounts on ALM and ThinkAdvisor events.
- Access to other award-winning ALM websites including TreasuryandRisk.com and Law.com.
Copyright © 2019 ALM Media Properties, LLC. All Rights Reserved.