Why the Number of BDs Could Drop 20% in 5 Years
By John Manganaro"Clients, financial advisors, firms and the media all seem to favor the RIA model," consulting exec Chip Roame says.
July 11, 2025
SEC’s Peirce Says Tokenized Securities Must Comply With RulesPutting digital versions of stocks on a blockchain doesn’t mean companies can skirt securities laws, she said.
July 11, 2025
7 Ways to Answer 'How Much Do You Charge?'Advisors help clients plan for financial independence yet are often given pushback on fees.
July 11, 2025
Angry Customers Report Glitches on Schwab's Thinkorswim Platform After Market OpensThe trading platform experienced technical troubles and login issues Friday morning.
July 11, 2025
F2 Strategy Scoops Up Asset Servicing FirmThe deal to buy Aliter Investment Services is the firm's second purchase this year.
July 10, 2025
Fintech iCapital Raises $820MThe alternatives platform provider says it is now valued at $7.5 billion.
July 10, 2025
RBC Recruits $1.7B Ex-UBS Team for New Downstate NY BranchThe eight-member team joined RBC’s new branch in Westchester, New York.
July 10, 2025
More Americans Plan to Leave a Bequest; Fewer Expect to Receive OneMany investors have not planned for their financial legacy, Northwestern Mutual reports.