Thank you for sharing!

Your article was successfully shared with the contacts you provided.

In the wake of the House Financial Services Committee’s October 6 hearing on the proposed Investor Protection Act of 2009, industry stakeholders outside of the insurance business remain at odds as to what the draft legislation should stipulate in final form. But on one point there is consensus: broker-dealers who provide investment advice for a fee should be held to a uniform standard.

Dig Deeper


Join ThinkAdvisor

Don’t miss crucial news and insights you need to make informed investment advisory decisions. Join ThinkAdvisor.com now!

  • Free unlimited access to ThinkAdvisor.com which provides advisors, like you, with comprehensive coverage of the products, services and trends necessary to guide your clients in making critical wealth, health and life decisions.
  • Exclusive discounts on ALM and ThinkAdvisor events.
  • Access to other award-winning ALM websites including TreasuryandRisk.com and Law.com.

Already have an account? Sign In Now
Join ThinkAdvisor

Copyright © 2019 ALM Media Properties, LLC. All Rights Reserved.